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DISCLOSURES

IMPORTANT DISCLAIMERS

QuadCap Wealth Management, LLC ("QuadCap ") is a Registered Investment Advisor ("RIA"), located in the State of Texas. QuadCap provides investment advisory and related services for clients nationally. QuadCap will maintain all applicable registrations and licenses as required by the various states in which QuadCap conducts business, as applicable. QuadCap renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion. 

TERMS OF USE

 

Terms  

By accessing this website, you agree to be bound by these website Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable laws. 

 

Disclaimer 

The materials on QuadCap’s website are provided “as is.”  QuadCap makes no warranties, expressed or implied, and hereby disclaims and negates all other warranties, including without limitation, implied warranties, fitness for a particular purpose or non-infringement of intellectual property.  

 

Limitations 

In no event shall QuadCap be liable for any damages, (including, without limitation, damages for loss of data or profit, or due to business interruption) arising out of the use or inability to use the materials on this website.  

 

Revisions and Errata 

QuadCap does not warrant that any of the materials on its web site are accurate, complete, or current.  QuadCap may make changes to the materials contained on this web site at any time without notice.  QuadCap does not, however, make any commitment to update the materials.  

 

Site Terms of Use Modifications 

QuadCap may revise these terms for use for its web site at any time without notice.  By using this web site you are agreeing to be bound by the then current version of these Terms and Conditions of Use. 

 

Governing Law 

Any claim relating to QuadCap’s website shall be governed by the laws of the State of Texas without regard to its conflict of law provisions. 

 

No Offer or Advice 

You acknowledge that the content of this website is for general, informational purposes only and is not intended to, and does not, constitute an offer to sell or buy any securities or promise to undertake or solicit business and such content may not be relied upon in connections with any offer or sale of securities.  An offer of solicitation will be made only through an investment management agreement and other related documents with respect to a particular investment opportunity and will be subject to the terms and conditions contained in such documents. 

 

We are not utilizing this website to provide investment or other advice, and nothing on this website may be deemed a recommendation that you buy, sell or hold any security or other investment or that you pursue any investment style or strategy.

  

These Terms were last updated on August 25, 2023.

RISK DISCLOSURES

Different types of investments involve varying degrees of risk.  Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.  

Asset Allocation may be used in an effort to manage risk and enhance returns.  It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.

This web site is intended to provide general information about QuadCap and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information. 

Market data, articles and other content on this website are based on generally-available information and are believed to be reliable. QuadCap does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice. 

Please remember that it remains your responsibility to advise QuadCap, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services. 

QuadCap will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us at  info@quadcapwm.com to request a free copy via .pdf or hardcopy.

EMAIL DISCLOSURES


QuadCap often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. QuadCap makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send QuadCap private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery. 

As a registered investment advisor, QuadCap emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of QuadCap or the securities regulators. 

If you have received an email from QuadCap in error, we ask that you contact the sender and destroy the email and its contents. 

For a copy of the QuadCap Wealth Management, LLC Privacy Policy, please click here

If you have any questions regarding our email policies, please Contact Us

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