Financial PlanningInvestment Management| Tax Planning & Preparation | Estate Planning

Registered Investment Adviser (RIA)

People want a relationship with their financial adviser where they know they are both working towards the same goal.  With a Registered Investment Adviser (RIA), there is peace of mind knowing that investment decisions are made only with your best interests in mind.

With an RIA, you receive full disclosure.  As a client, you continue to reap the benefits of the strong fiduciary responsibility we uphold and adhere to.

As an RIA, we provide you with personalized and focused financial advice.  Our main objective is to help you achieve your goals.  It is an independent relationship for the long-term in which we take the time to:
  • Put your interests first
  • Understand you and your specific financial situation
  • Offer straightforward advice that reflects your individual long-term goals
  • Recommend investment solutions that are the best fit for your unique need
  • Ensure these needs are being met through a personal relationship and a committed pursuit of your investment goals

We further provide:

  • Portfolio recommendations consistent with your objective
  • An exquisite fee-only structure that allows us to give you unbiased advice

  • We are a Registered Investment Adviser (RIA), not a Broker Dealer.  As a RIA, we are only compensated on a fee only basis - not on compensation.

  • Therefore, our interests are aligned directly with our clients.  Our investment recommendations are not influenced by commissions or bonuses; they are influenced by our duty to act in our clients' best interests at all times.  This duty makes us a fiduciary. 

  • Not only is this a company policy, as a fiduciary we are legally required to keep our client's interest at the forefront of our decision making process.